The regulator should either get more funding or cut back its responsibilities, says report
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The US Congress should either ramp up funding for the SEC to meet the demands of new markets, trading technologies and expanded responsibilities or scale back the agency’s role more in line with available resources.
That’s the conclusion of an independent consultancy study, mandated by the Dodd-Frank Act ...
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Ipreo: Global Equity Assets Report - Q4 2011
Dix & Eaton: Are you ready for the public?